Risk and Surveillance Lead

 Reviewing risk policies and designing new policies and procedures to mitigate risk.
 Responsible for:
 Analyzing credit and market risk and reviewing defaulters report.
 Setting limit for the clients and franchisees as per their credit quality with cross verification online risk.
 Liaisoning with Exchanges for various issues like increase in exposure, deletion and addition of collaterals, etc.
 Monitoring Future & Options positions to the extent of available margin of the client.
 Implementation of timely squared up of positions in cash and Derivative segment where risk is high
 Analyzing debit balances and identifying areas of improvement and raising the same with concerned department for mitigations.
 Ensuring all activities are completed and checks and controls are being adhered to.
 Resolving queries of limit computation from branches/customer care and franchisee coordinators.
 Coordinating with Business, IT and product for implementation or testing of new products / processes.
 Preparing:
 Provision for doubtful debtors on monthly basis.
 MIS on a weekly and monthly basis and ensuring adequate actions are taken on the same.
 Report of those clients who trade in illiquid scrip – Bulk Deals & restricted them to do price jagging & avoid exchange penalty.
 Reviewing present MIS and processes to bring synergies between them to reduce the TAT.
 Generating MIS report like Ratting of Clients & Franchisees as well as their RM, defaulters list, franchisees risk against their deposit, deposits in exchanges, etc.

 Reviewing risk policies and designing new policies and procedures to mitigate risk.
 Responsible for:
 Analyzing credit and market risk and reviewing defaulters report.
 Setting limit for the clients and franchisees as per their credit quality with cross verification online risk.
 Liaisoning with Exchanges for various issues like increase in exposure, deletion and addition of collaterals, etc.
 Monitoring Future & Options positions to the extent of available margin of the client.
 Implementation of timely squared up of positions in cash and Derivative segment where risk is high
 Analyzing debit balances and identifying areas of improvement and raising the same with concerned department for mitigations.
 Ensuring all activities are completed and checks and controls are being adhered to.
 Resolving queries of limit computation from branches/customer care and franchisee coordinators.
 Coordinating with Business, IT and product for implementation or testing of new products / processes.
 Preparing:
 Provision for doubtful debtors on monthly basis.
 MIS on a weekly and monthly basis and ensuring adequate actions are taken on the same.
 Report of those clients who trade in illiquid scrip – Bulk Deals & restricted them to do price jagging & avoid exchange penalty.
 Reviewing present MIS and processes to bring synergies between them to reduce the TAT.
 Generating MIS report like Ratting of Clients & Franchisees as well as their RM, defaulters list, franchisees risk against their deposit, deposits in exchanges, etc.